In connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, including: • Information we receive from you on account applications, such as your address, date of birth, Social Security Number, occupation, financial goals, assets and income; • Information about your transactions with us, our affiliates, or others; and • Information received from credit or service bureau sor other third parties, suc has your credit history or employment status if needed.

We may only disclose information that we collect in accordance with this policy. Paisley Financial LLC does not sell customer lists and will not sell your name to telemarketers. Categories of Parties to Whom We Disclose: We will not disclose information regarding you or your account with us, except under the following circumstances: • To your authorized Registered Representative and his or her manager; • To our parent companies or their affiliates, to the extent permitted by law; • To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment company, or insurance company; • To consumer reporting agencies, • To third parties who perform services or marketing on our behalf; • To your attorney, trustee or anyone else who represents you in a fiduciary capacity; • To our attorneys, accountants or auditors; and • To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries.

Our store collects data to operate effectively and provide you the best experiences with our services. You provide some of this data directly, such as when you create a personal account. We get some of it by recording how you interact with our services by, for example, using technologies like cookies, and receiving error reports or usage data from software running on your device. We also obtain data from third parties (including other companies). For example, we supplement the data we collect by purchasing demographic data from other companies. We also use services from other companies to help us determine a location based on your IP address in order to customize certain services to your location. The data we collect depends on the services and features you use.

Information may be used among companies that perform support services for us, such as data processors, technical systems consultants andprogrammers, or companies that help us market products and services to you for a number of purposes, such as: • To protect your accounts from unauthorized access or identity theft; • To process your requests such as securities purchases and sales; • To establish or maintain an account with an unaffiliated third part y, such as a clearing broker-dealer providing services to you aiaslnedy/ or FinPancial LLC; • To service your accounts, such as by issuing checks and account statements; • To comply with Federal, State, and Self-Regulatory Organization requirements; • To keep you informed about financial services of interest to you.

Our Security Policy: We restrict access to nonpublic personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information. Closed or Inactive Accounts: If you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you. Complaint Notification: Please direct complaints to: Anthony J. Krcmar, Chief Compliance Officer at Paisley Financial LLC. Telephone:1-312-878-8500. Changes to This Privacy Policy: If we make any substantial changes in the way we use or disseminate confidential information, we will notify you. If you have any questions concerning this Privacy Policy, please contact us at: Paisley Financial LLC. Telephone: 1-312-878-8500.